| Holder Name |
Portfolio Name |
Position |
Position Change |
Filing Date |
Filing Source |
| FMR LLC |
n/a |
22374 |
0 |
09/30/13 |
ULT-AGG |
| PANNING CAPITAL MANAGMENT LP |
PANNING CAPITAL MANAGEMENT LP |
16600 |
-1300 |
09/30/13 |
13F |
| KAYNE ANDERSON CAPITAL ADVISORS |
Multiple Portfolios |
5000 |
0 |
08/31/12 |
MF-AGG |
| PINNACLE HOLDINGS LLC |
PINNACLE HOLDINGS LLC |
3685 |
-5 |
09/30/13 |
13F |
| ARISTEIA CAPITAL LLC |
ARISTEIA CAPITAL LLC |
3250 |
3250 |
09/30/13 |
13F |
| LAZARD LTD |
n/a |
2445 |
-3055 |
09/30/13 |
ULT-AGG |
| FORUM INVESTMENT ADVISORS LLC |
Multiple Portfolios |
1860 |
0 |
09/30/13 |
MF-AGG |
| MOHICAN FINANCIAL MGMT LLC |
MOHICAN FINANCIAL MANAGEMENT LLC |
960 |
-1040 |
12/31/13 |
13F |
| SAGICOR LIFE INS CO |
SAGICOR LIFE INS CO |
290 |
0 |
09/30/13 |
Sch-D |
| GOLDMAN SACHS GROUP INC |
n/a |
71 |
0 |
09/30/13 |
ULT-AGG |
| DEUTSCHE BANK AG |
n/a |
70 |
-400 |
09/30/13 |
ULT-AGG |
| CFG ASSET MANAGEMENT LLC |
CFG ASSET MANAGEMENT LLC |
20 |
0 |
12/31/13 |
13F |
| JPMORGAN CHASE & CO |
n/a |
19 |
-570 |
09/30/13 |
ULT-AGG |
| CETERA ADVISOR NETWORKS LLC |
CETERA ADVISOR NETWORKS LLC |
12 |
0 |
09/30/13 |
13F |
| CREATIVE PLANNING |
CREATIVE PLANNING |
8 |
0 |
12/31/13 |
13F |
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